FACTS: WHAT DOES SECURITIES TRANSFER CORPORATION DO WITH YOUR PERSONAL INFORMATION?
Why?
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What?
The types of personal information we collect, and share depend on the product or service you have with us. This information can include:
- account balances and transaction history
- account numbers and address information
- financial advisor information
- Taxpayer Identification Numbers and other financial information as required by federal law to perform services on your behalf
How?
All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; whether Securities Transfer Corporation shares personal information for these reasons; and whether you can limit this sharing.
Reasons we can share your personal information:
- For our everyday business purposes—such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to state unclaimed property divisions.
- For our marketing purposes—to offer our products and services to you.
- For our affiliates’ everyday business purposes—information about your transactions and experiences.
- For our affiliates to market to you.
We do not share your information:
- For joint marketing with other financial companies.
- For our affiliates’ everyday business purposes—information about your creditworthiness
- For our nonaffiliates to market to you
Questions? Call 469-633-0101 or go to www.stctransfer.com
Who We Are
Who is providing this notice: Securities Transfer Corporation
What We Do
How does Securities Transfer Corporation protect my personal information?
To help protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These
measures include computer safeguards and secured files and buildings.
We restrict access to nonpublic personal information to those employees who need to know that information. We maintain physical, electronic and procedural safeguards that are designed to help safeguard nonpublic personal information.
How does Securities Transfer Corporation collect my personal information?
We collect your personal information, for example, when you:
- transact in your account
- have an outstanding balance in your account provide account information or give us your contact information
We also collect your personal information from others, such as credit bureaus, affiliates, or other companies.
Definitions
Affiliates
Companies related by common ownership or control. They can be financial and non-financial companies.
Our affiliates include:
- Back Office Partners, LLC
- Northumberland Services Group, LLC
Nonaffiliates
Companies not related by common ownership or control. They can be financial and non-financial companies.
- Securities Transfer Corporation does not share with non-affiliates so they can market to you and will only share information as required by regulatory request, legal process, or as necessary to effectuate transactions with third parties as requested.
Joint marketing
A formal agreement between nonaffiliated financial companies that together market financial products or services to you.
- Securities Transfer Corporation does not jointly market.