STC can assist you in acquiring a Non-Objecting Beneficial Owner (“NOBO”) List that will show the names and addresses for all Non-Objecting Beneficial Owners. Because of SEC proxy rules, certain holders may object to their identity and holdings being shared with the issuer. These holders are called objecting beneficial owners or OBOs. To learn more, contact us.

If you are considering a name change or stock split, you should reach out to our issuer services department who can assist you with a detailed explanation tailored to the corporate action you are considering. In general, your company will have to notify the relevant stock exchange your securities are listed on or if you trade over the counter, you must notify FINRA. Our issuer services department can assist you and your counsel with making the required notifications through the exchange or through FINRA’s issuer notification portal. Once you have notified the relevant regulator, FINRA or the exchange will reach out to STC to request certain information and confirmations which must be provided by your transfer agent. Once the exchange or FINRA announces the corporate action and its effective date, STC will process the corporate action on your behalf. If you have additional questions about the process, reach out to our Issuer Services Department at 469-633-0101 or contact us.