What triggers reporting obligations under the exchange act?

Filing a registration statement under Section 12(b) or 12(g) of the Exchange Act is the most common way a Company becomes subject to ongoing disclosure requirements, but companies may also fall under the Exchange Act reporting requirements if it has more than $10 million in total assets and a class of equity securities that is held by either 2,000 or more persons or 500 or more persons who are not accredited investors, or it lists the securities on a U.S. exchange. If you would like to learn more about our EDGAR services, click here.

By |2026-03-26T17:10:34+00:00January 23, 2026||0 Comments

How do I become a publicly traded company?

Before being able to start selling securities in the open public market, companies must first register their securities with the U.S. Securities and Exchange Commission, file annual reports with the SEC, and comply with the Securities Exchange Act disclosure rule. STC can help with filing the required Form 10, Form 1-A, or Form S-1. To learn more about the different forms, please contact us.

By |2026-03-26T17:10:43+00:00January 23, 2026||0 Comments
Go to Top